1         IN THE COURT OF COMMON PLEAS
                    PHILADELPHIA COUNTY, PENNSYLVANIA
           2                     -  -  -
               IN RE: BAYCOL LITIGATION:  NOVEMBER TERM, 2002
           3                           :
                                       :  MASTER DOCKET
           4                           :  NO.  0001
                                 -  -  -
           5                  June 18, 2002

           6                     -  -  -

           7          Videotape deposition of JAMES

           8   HAND, Ph.D., held in the offices of

           9   Dechert Price & Rhoads, 1717 Arch Street,

          10   Philadelphia, Pennsylvania 19103

          11   commencing at 10:15 a.m., on the above

          12   date, before Linda Rossi Rios, a

          13   Federally Approved Registered

          14   Professional Reporter and Notary Public

          15   of the Commonwealth of Pennsylvania.

          16                  -  -  -

          17
                       ESQUIRE DEPOSITION SERVICES
          18                   15th Floor
                      1880 John F. Kennedy Boulevard
          19         Philadelphia, Pennsylvania 19103
                            (215) 988-9191
          20

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           1   A P P E A R A N C E S :

           2          ANAPOL, SCHWARTZ, WEISS, COHAN,
                      FELDMAN AND SMALLEY, P.C.
           3          BY:  SOL H. WEISS, ESQUIRE
                      1900 Delancey Place
           4          Philadelphia, Pennsylvania 19103
                      (215) 735-2098
           5          Liaison Counsel for the Plaintiffs

           6
                      THE BEASLEY FIRM
           7          BY:  JAMES J. McHUGH, ESQUIRE
                      1125 Walnut Street
           8          Philadelphia, Pennsylvania  19107
                      (215) 592-1000
           9          Liaison Counsel for Plaintiffs

          10
                      GREITZER AND LOCKS
          11          BY:  LEE B. BALEFSKY, ESQUIRE
                      1500 Walnut Street
          12          Philadelphia, Pennsylvania  19102
                      (215) 893-3403
          13          Liaison Counsel for Plaintiffs

          14
                      DECHERT, PRICE & RHOADS
          15          BY:  HOPE M. FREIWALD, ESQUIRE
                      1717 Arch Street
          16          Philadelphia, Pennsylvania  19103
                      (215) 994-4000
          17          Counsel for Defendant, SmithKline

          18
                      WILLIAMS & CONNOLLY LLP
          19          BY:  PAUL K. DUEFFERT, ESQUIRE
                      725 Twelfth Street, N.W.
          20          Washington, D.C.  20005
                      (202) 434-5097
          21          Counsel for Defendant, Bayer Corp.

          22
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           1                     -  -  -

           2                    I N D E X

           3   WITNESS                      PAGE NO.

           4   JAMES HAND, Ph.D.

           5          By Mr. Weiss           5

           6          By Ms. Freiwald        171
                                 -  -  -
           7
                             E X H I B I T S
           8
               NO.        DESCRIPTION       PAGE NO.
           9
               Hand-1       Notice of Corporate
          10                Deposition                 6

          11   Hand-2       SB Process & Practice     14

          12   Hand-3       Letter Agreement          58

          13   Hand-4       Project Strategic Plan    69

          14   Hand-5       PRB Review Document      109

          15   Hand-6       Letter June 27, 1997
                            from Jerry Karabelis     126
          16
               Hand-7       E-mail dated
          17                22 January '97
                            from Marcia Poland      130
          18

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           1            DEPOSITION SUPPORT INDEX

           2
               Direction to Witness Not To Answer
           3   Page  Line  Page  Line
               None
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           7
               Request For Production of Documents
           8   Page  Line  Page  Line
               15    23
           9   49    13
               98    11
          10

          11
               Stipulations
          12   Page  Line  Page  Line
               172    21
          13

          14

          15
               Questions Marked
          16   Page  Line  Page  Line
               89   16
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           1                VIDEOGRAPHER:  We are now on

           2          the record.  My name is David

           3          Levin.  I'm the videographer

           4          employed by Esquire Deposition

           5          Services, 1880 JFK Boulevard,

           6          Philadelphia, Pennsylvania.  This

           7          is a video deposition for the

           8          Court of Common Pleas,

           9          Philadelphia County, November term

          10          2002, master document number 0001.

          11                Today's date is June 18,

          12          2002 and the time is 10:16 a.m.

          13          This deposition is being held at

          14          4000 Bell Atlantic Tower, 1717

          15          Arch Street, Philadelphia,

          16          Pennsylvania in reference to the

          17          Baycol Litigation.

          18                The deponent is James Hand,

          19          Ph.D.  This deposition is being

          20          taken on behalf of the plaintiffs.

          21          All counsel will be noted on the

          22          stenographic record.

          23                The court reporter's name is

          24          Linda Rossi-Rios and she will now
 
 
 

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           1          swear in the witness.

           2                        -  -  -

           3                JAMES HAND, Ph.D., after

           4          having been duly sworn, was

           5          examined and testified as follows:

           6                       -  -  -

           7                     EXAMINATION

           8                       -  -  -

           9   BY MR. WEISS:

          10          Q.    Good morning, Dr. Hand.  My

          11   name is Sol Weiss.  I represent

          12   plaintiffs in the Baycol Litigation that

          13   is proceeding in the Court of Common

          14   Pleas of Philadelphia County.  I'm going

          15   to hand you what I'll have marked by the

          16   court reporter as Hand-1 which is the

          17   Notice of Corporate Deposition.

          18                     -  -  -

          19                (Whereupon, Exhibit Hand-1

          20          was marked for identification.)

          21                     -  -  -

          22                MS. FREIWALD:  Mr. Weiss,

          23          this is where I do want to go on

          24          the record.  We received this
 
 
 

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                           JAMES HAND, Ph.D.

           1          yesterday.

           2                 MR. WEISS:  We can stay on

           3          the record.  I understand.  I'm

           4          going to explain it to the

           5          witness.

           6                MS. FREIWALD:  You go ahead

           7          and say what you want to say and

           8          we'll see where we are.

           9                MR. WEISS:  Okay.  Has that

          10          been marked by the court reporter?

          11   BY MR. WEISS:

          12          Q.    Dr. Hand, you have in front

          13   of you Exhibit 1.  Exhibit 1 is Notice of

          14   Corporate Deposition.  I'm going to ask

          15   you which of the items in this notice

          16   you're here to testify to about today.

          17   Are you here to testify about item number

          18   one, the due diligence conducted prior to

          19   the execution of the 7/21/97 co-promotion

          20   agreement?  And to be more accurate,

          21   that's the process by which the due

          22   diligence was performed?

          23          A.    Right.  I will -- yeah, I

          24   can discuss the process that we undergo
 
 
 

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                           JAMES HAND, Ph.D.

           1   to evaluate opportunities for licensing.

           2          Q.    Would you also be here to

           3   testify with regard to item number five,

           4   the process for the due diligence between

           5   the July 1997 agreement and the August 6,

           6   1999 agreement?

           7          A.    No.  That's -- between the

           8   signing of the agreement and '99, no.

           9          Q.    The second agreement?

          10          A.    No.

          11          Q.    Is there anything else here

          12   on this list, items one to seven, that

          13   you're here to testify to about today?

          14                MS. FREIWALD:  No, our

          15          agreement is with regard to number

          16          one.

          17                THE WITNESS:  No.

          18   BY MR. WEISS:

          19          Q.    Doctor, have you ever

          20   testified on behalf of the company

          21   before?

          22          A.    No.

          23                MS. FREIWALD:  Excuse me.

          24                     -  -  -
 
 
 

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                           JAMES HAND, Ph.D.

           1                 (Interruption.)

           2                     -  -  -

           3   BY MR. WEISS:

           4          Q.    Have you ever given a

           5   deposition before in any proceeding?

           6          A.    No.

           7          Q.    A deposition is a form of

           8   discovery in which lawyers ask the

           9   witness questions and the answers you

          10   give are made under oath as if in a

          11   courtroom.  If at any time you don't

          12   understand my question, let me know and

          13   I'll try to rephrase it.

          14          A.    Okay.

          15          Q.    Also, you have to give a

          16   verbal response because the court

          17   reporter is taking down what you say.

          18   Even though we have a videographer, we

          19   still have to rely on the transcript that

          20   is made by the court reporter.  So I'm

          21   going to ask you to give a verbal

          22   response.  Okay?

          23          A.    Yes.

          24          Q.    It's hard for the court
 
 
 

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                           JAMES HAND, Ph.D.

           1   reporter to take down two people talking

           2   at one time.  So I'm going to try to

           3   allow you to finish your answer before I

           4   ask the next question and also ask you to

           5   let me to finish my question before you

           6   make an answer.  Okay?

           7          A.    Okay.

           8          Q.    If at any time you want to

           9   take a break, let us know.  All right?

          10          A.    Yes.

          11          Q.    Any time you want to talk to

          12   your lawyer for anything, let me know and

          13   we'll go off the record.  All right?

          14          A.    Okay.

          15          Q.    You understand that the

          16   testimony you're giving today is binding

          17   on your company?

          18          A.    Yes, I guess so.

          19          Q.    Can you tell me what

          20   position you hold in GSK right now?

          21          A.    I'm a director of Business

          22   Development and Consumer Healthcare.

          23          Q.    And how long have you held

          24   that position?
 
 
 

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                           JAMES HAND, Ph.D.

           1          A.    Since January of '99.

           2          Q.    And before that time, were

           3   you employed by the company?

           4          A.    Meaning?  The company

           5   meaning?

           6          Q.    Either Glaxo, SmithKline

           7   Beecham?

           8          A.    Yes.

           9          Q.    Who were you employed by?

          10          A.    SmithKline Beecham.

          11          Q.    And what was your position

          12   at the company at that time?

          13          A.    I held -- at what time is

          14   that?

          15          Q.    We're talking before January

          16   of 1999.

          17          A.    Before January of 1999 I was

          18   a director in scientific licensing in

          19   pharmaceuticals.

          20          Q.    How long did you hold that

          21   position?

          22          A.    I moved into that job in the

          23   summer of 1990.

          24          Q.    Prior to that time, were you
 
 
 

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                           JAMES HAND, Ph.D.

           1   employed by SmithKline?

           2          A.    I was employed by SmithKline

           3   Beecham, yes.

           4          Q.    And what was your position

           5   with the company?

           6          A.    I was an associate --

           7   assistant director in research.

           8          Q.    How long did you hold that

           9   position?

          10          A.    Since December of 1988.

          11          Q.    Let me ask this question.

          12   When was the first time you became

          13   employed at SmithKline or its

          14   predecessors?

          15          A.    I moved into SmithKline and

          16   French in December of 1988.

          17          Q.    And who did you work for

          18   prior to that time?

          19          A.    For Wyeth Laboratories.

          20          Q.    How long did you work for

          21   Wyeth?

          22          A.    I moved to Wyeth in the

          23   summer of 1983.

          24          Q.    Just so the record is
 
 
 

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                           JAMES HAND, Ph.D.

           1   complete, who did you work for before you

           2   went to Wyeth?

           3          A.    I'm not sure of the entity

           4   who actually employed me before that.

           5          Q.    What did you do at Wyeth?

           6          A.    I was in research.

           7          Q.    Could you briefly tell us

           8   your educational background?

           9          A.    I have an undergraduate

          10   degree in pharmacy and a doctorate in

          11   pharmacy, Ph.D.

          12          Q.    When did you receive your

          13   undergraduate degree in pharmacy?

          14          A.    1974.

          15          Q.    And where did you obtain the

          16   degree?

          17          A.    University of Wisconsin.

          18          Q.    And when did you obtain your

          19   doctorate in pharmacy?

          20          A.    1981.

          21          Q.    And from what institution?

          22          A.    University of Wisconsin.

          23          Q.    When was the first time you

          24   became employed in the pharmaceutical
 
 
 

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                           JAMES HAND, Ph.D.

           1   industry?

           2          A.    When I went to Wyeth.

           3          Q.    I'm going to mark as Hand-2,

           4   it looks like it's an eleven-page

           5   document.  I'm not sure they all go

           6   together, but we'll discuss it.  The

           7   title is SB Process & Practice for

           8   In-Licensing Development Compounds.

           9   That's Hand-2.

          10                     -  -  -

          11                (Whereupon, Exhibit Hand-2

          12          was marked for identification.)

          13                     -  -  -

          14   BY MR. WEISS:

          15          Q.    Doctor, are you familiar

          16   with this document?

          17          A.    Yes.

          18          Q.    And can you tell me what

          19   this document purports to do?

          20          A.    This is a document or

          21   process or guideline process that was

          22   generated by -- within business

          23   development, Worldwide Business

          24   Development, to give us a plan for
 
 
 

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                           JAMES HAND, Ph.D.

           1   assessing the value of licensing

           2   opportunities which were within one year

           3   of the clinic all the way through to

           4   launched products.  So of necessity it

           5   was a very flexible process.

           6          Q.    Was there a document that

           7   preceded this one?

           8          A.    I believe so, yes.  There

           9   are iterations of this document.

          10          Q.    I take it, then, there's

          11   been documents that come after March 19,

          12   1996.  Is that correct?

          13          A.    Yes.

          14          Q.    Can you tell me whether

          15   there's been a revision to this document,

          16   which has been marked Hand-2, prior to

          17   August of 1999?

          18          A.    I don't recall the dates of

          19   the revisions exactly.

          20          Q.    Where would I find the

          21   revisions if I went to look for them?

          22          A.    I believe counsel has them.

          23                MR. WEISS:  On the record,

          24          I'm asking for copies of the
 
 
 

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                           JAMES HAND, Ph.D.

           1          revisions.  Maybe at the break we

           2          can get one.

           3                MS. FREIWALD:  On the

           4          record, this covers the time

           5          period that is relevant to the

           6          pre-contract licensure.  So I

           7          think this is the right document

           8          for you to work on today.  Okay.

           9                MR. WEISS:  I would still

          10          like to see the subsequent one

          11          before we're done today.

          12                MS. FREIWALD:  Okay.

          13   BY MR. WEISS:

          14          Q.    Was Hand-2 used by the

          15   company?

          16          A.    How do you mean used?

          17          Q.    Did people inside SB rely on

          18   this document in order to determine the

          19   prospective value of a potential

          20   cross-licensing or co-promotion or joint

          21   venture for a new compound?

          22          A.    You have to restate that

          23   again.  We relied on it, I'm not sure

          24   what that -- what you're referring to
 
 
 

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                           JAMES HAND, Ph.D.

           1   there.

           2          Q.    I take it Hand-2 is a

           3   guideline?

           4          A.    Yes.

           5          Q.    And it was in use in March

           6   of 1996?

           7          A.    Yes.

           8          Q.    Were there any other

           9   guidelines that were used at SB to

          10   determine whether the company would be

          11   involved in the marketing in some fashion

          12   of a future product that was not in SB's

          13   own pipeline?

          14          A.    Within SmithKline Beecham?

          15          Q.    Yes.

          16          A.    Well, I don't know honestly.

          17   This is a business development document.

          18   Within business development, this is the

          19   process that we followed.

          20          Q.    Were there other departments

          21   other than business development that

          22   would be involved in the process of

          23   determining the viability of a product

          24   for future marketing in the United
 
 
 

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                           JAMES HAND, Ph.D.

           1   States?

           2          A.    Could you restate that

           3   again?

           4          Q.    Sure.  Were there other

           5   departments within SB, I use SB as a

           6   generic term, that would be involved in

           7   the process of determining the viability

           8   of marketing a product in the United

           9   States?

          10          A.    Yes.

          11          Q.    What other departments would

          12   there be?

          13          A.    They are listed within the

          14   process document.

          15          Q.    Did they have their own

          16   guidelines or did they use this

          17   guideline?

          18          A.    If there were

          19   responsibilities for other departments,

          20   they used this document to state who was

          21   responsible for various assessments and

          22   their roles.  Some of those departments

          23   are defined in here.

          24          Q.    We're going to get to that
 
 
 

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                           JAMES HAND, Ph.D.

           1   but my question --

           2          A.    There may have been

           3   processes in other departments of the

           4   company.  I have no -- I don't know for

           5   sure.

           6          Q.    Who would know in the

           7   company?

           8          A.    I don't know.

           9          Q.    The introduction says that

          10   the in-licensing of development stage

          11   compounds represents an important source

          12   of future products for SB.  Could you

          13   tell me on the record what in-licensing

          14   means in this document?

          15          A.    Generally it refers to the

          16   acquisition of a product which was not

          17   generated within SmithKline Beecham.

          18          Q.    You say generally.  Is that

          19   also specifically that's what --

          20          A.    It could refer to acquiring

          21   any compound from within one year of

          22   human administration through to marketed

          23   products.

          24          Q.    So I take it if there hadn't
 
 
 

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                           JAMES HAND, Ph.D.

           1   been any human administration, then this

           2   guideline wouldn't apply?

           3          A.    Within one year of human

           4   administration.

           5          Q.    So either way?

           6          A.    Within one year of human

           7   administration.

           8          Q.    Does that mean one year

           9   before or one year after or both?

          10          A.    I'm not sure of your

          11   question again.

          12          Q.    Well, it says within one

          13   year of human administration.  Does that

          14   mean that the product is planned to be

          15   tested on humans within a year or it's

          16   already been tested within one year?

          17          A.    Oh, I see what your question

          18   is.  No, it's within one year of first

          19   entering into human testing.

          20          Q.    So there already have been

          21   some human testing as you understand?

          22          A.    It's within one year of

          23   having entered into human testing.  So

          24   it's pre-clinical.
 
 
 

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                           JAMES HAND, Ph.D.

           1          Q.    Okay.  I still don't

           2   understand.  Maybe it's me.  Does that

           3   mean there have been tests already on

           4   humans or the tests are likely to occur

           5   within one year?

           6          A.    The tests are -- well,

           7   they're projected to occur within one

           8   year.

           9          Q.    Thank you.  Okay.  The next

          10   sentence says, The attached diagram,

          11   which is the second page, outlines the SB

          12   in-licensing process for compounds

          13   requiring R&D resources.  What does the

          14   document mean by R&D resources?

          15          A.    If Research and Development

          16   was going to have to spend any time or

          17   work on the project at all, that's R&D

          18   resources.

          19          Q.    And if Research and

          20   Development didn't have to be involved,

          21   would there be a different algorithm for

          22   determining whether or not to accept the

          23   product for marketing?

          24          A.    Yes.
 
 
 

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                           JAMES HAND, Ph.D.

           1          Q.    And is there such an

           2   algorithm -- is it in existence in 1996?

           3          A.    I'm not sure what you mean

           4   by algorithm.  A flow chart?

           5          Q.    A flow chart.

           6          A.    I don't know.

           7          Q.    Who would know?

           8          A.    I don't know.

           9          Q.    Can you tell me whether R&D

          10   resources were used in evaluating

          11   Cerivastatin?

          12          A.    Yes.

          13          Q.    They were or they were not?

          14          A.    Yes.

          15          Q.    In 1996, did Worldwide

          16   Business Development coordinate the due

          17   diligence for Cerivastatin?

          18          A.    Yes.

          19          Q.    And can you tell us on the

          20   record who at Worldwide Business

          21   Development was in charge of coordinating

          22   the due diligence process?

          23                MS. FREIWALD:  Object to the

          24          form.  If you know what he means
 
 
 

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                           JAMES HAND, Ph.D.

           1          by "in charge."

           2                THE WITNESS:  Yeah, I --

           3          you're going to have to restate

           4          that, what you mean by "in

           5          charge."  Obviously if you read

           6          the document, due diligence is a

           7          very complicated process involving

           8          multiple scientists.

           9   BY MR. WEISS:

          10          Q.    I'm sorry, are you finished?

          11   I'm sorry to interrupt you.

          12                Let me ask it this way.  Was

          13   there a group within Worldwide Business

          14   Development charged with the

          15   responsibility of evaluating the

          16   viability of marketing Cerivastatin in

          17   the United States?

          18          A.    Restate that again?

          19          Q.    Sure.  Was there a group

          20   within Worldwide Business Development

          21   charged with the responsibility of

          22   evaluating the viability of marketing

          23   Cerivastatin in the United States?

          24          A.    No.
 
 
 

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                           JAMES HAND, Ph.D.

           1          Q.    Was there any particular

           2   person who had the overall responsibility

           3   for SB to evaluate the viability of

           4   Cerivastatin to be marketed in the United

           5   States?

           6          A.    Could you restate that

           7   again?

           8          Q.    Sure.  Was there any

           9   particular person who had the overall

          10   responsibility at SB to evaluate the

          11   viability of Cerivastatin to be marketed

          12   in the United States?

          13          A.    No.

          14          Q.    Can you tell me, then, how

          15   the process evolved by which the due

          16   diligence was performed generally?

          17          A.    It's laid out in the

          18   document.  It's a team effort within the

          19   company.  There are multiple departments

          20   as indicated within the process.  So it's

          21   a team effort that evaluates the

          22   opportunity.  There is no one individual

          23   that does that.

          24          Q.    Now, this document -- I'm
 
 
 

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                           JAMES HAND, Ph.D.

           1   sorry, are you finished?

           2          A.    Yes.

           3          Q.    I apologize.

           4                This document on page 3 --

           5   on page 1, I'm sorry, the third

           6   paragraph, indicates "At each stage of

           7   the in-licensing process, the

           8   compound/product may be rejected due to

           9   lack of scientific merit, unconfirmed

          10   data, inadequate patent protection,

          11   insufficient commercial potential,

          12   unacceptable deal terms."

          13                Is that generally the policy

          14   that was used at SB for evaluating

          15   in-licensing deals?   Again, referring to

          16   1996.

          17          A.    Okay.  I'm not sure, policy,

          18   what you mean by policy.  You mean -- you

          19   have to restate that or clarify what you

          20   mean by policy.

          21          Q.    Absolutely.  This document

          22   talks about the in-licensing process.

          23   Correct?

          24          A.    Yes.
 

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                           JAMES HAND, Ph.D.

           1          Q.    That's from when the company

           2   first hears of the compound up until the

           3   time that an agreement might be reached.

           4   Correct?

           5          A.    Yes.

           6          Q.    And at any stage of that

           7   process, the product may be rejected due

           8   to lack of scientific merit.  Correct?

           9          A.    Yes.

          10          Q.    Now, does lack of scientific

          11   merit also include creating an

          12   unreasonable risk of side effects?

          13          A.    Yes.

          14          Q.    What does unconfirmed data

          15   refer to?

          16          A.    Data from the company

          17   provided to us for evaluation at any

          18   point that cannot be documented.

          19         Q.    Documented by a third party?

          20          A.    No.

          21          Q.    Documented how?

          22          A.    Documented by us to confirm

          23   whether or not they actually did the

          24   study.
 
 
 

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                           JAMES HAND, Ph.D.

           1          Q.    What about confirming the

           2   results of the study?

           3          A.    I'm not sure what you mean.

           4          Q.    Well, is it just the fact

           5   that the study was done, or would you

           6   have to look to see whether the data that

           7   was generated from the study was valid?

           8          A.    Yes, we evaluated whether or

           9   not the data was actually valid.  We

          10   looked at the protocol and the results.

          11          Q.    And that would all be part

          12   of unconfirmed data.  Correct?

          13          A.    If it wasn't confirmed, we

          14   could not do that.

          15          Q.    Inadequate patent

          16   protection, what does that refer to?

          17          A.    Inadequate patent

          18   protection.  Provide exclusivity usually.

          19          Q.    Insufficient commercial

          20   potential, what does that refer to?

          21          A.    Along with the scientific

          22   merits, the data underlying the

          23   scientific results to give us a product

          24   profile.  If it didn't make commercial
 
 
 

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                           JAMES HAND, Ph.D.

           1   sense to the company, you wouldn't do it.

           2          Q.    Would you have to have a

           3   certain rate of return for the company in

           4   order to proceed?

           5          A.    I'm not sure -- no, I don't

           6   know.

           7          Q.    Who would know?

           8          A.    I don't know.

           9          Q.    Of course, the other issue

          10   is unacceptable deal terms.  Is that

          11   correct?

          12          A.    Yes.

          13          Q.    So if you didn't get a deal

          14   that was satisfactory to SB, the deal

          15   wasn't done.  Correct?

          16          A.    Right.

          17          Q.    The paragraph goes on to say

          18   that although each opportunity is unique,

          19   most elements of the process are similar.

          20   Do you agree with that statement?

          21          A.    Yeah.

          22          Q.    Can you tell me, Dr. Hand,

          23   in 1996, were there any other compounds

          24   that SB was considering in licensing?
 
 
 

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                           JAMES HAND, Ph.D.

           1          A.    What do you mean by

           2   "considering"?

           3          Q.    Were there any other

           4   compounds other than Cerivastatin in 1996

           5   for which the company was doing due

           6   diligence on a compound that it didn't

           7   originate from inside the company's R&D?

           8          A.    I don't recall right now.

           9          Q.    Would that information be

          10   available somewhere?

          11          A.    I don't know.

          12          Q.    Are you aware of any other

          13   compound prior to Cerivastatin in which

          14   this document, Hand-2, was used in

          15   determining whether or not the product

          16   was viable to market for SB?

          17          A.    Could you restate that

          18   again?

          19          Q.    Sure.  Are you aware of any

          20   other compound prior to Cerivastatin in

          21   which Hand-2 was used in determining

          22   whether or not the product was viable to

          23   market for SB?

          24          A.    I don't recall.
 
 
 

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                           JAMES HAND, Ph.D.

           1          Q.    Do you recall ever being --

           2   strike it.

           3                Were you ever involved prior

           4   to Cerivastatin in the process for

           5   evaluating a compound for in-licensing?

           6          A.    Yes.

           7          Q.    How many?

           8          A.    I don't recall.

           9          Q.    More than five?

          10          A.    I don't recall.

          11          Q.    You have no recollection

          12   whatsoever?

          13          A.    I don't recall the number.

          14          Q.    Do you recall what products

          15   they were?

          16          A.    No, I don't recall the

          17   chronology.

          18          Q.    Were any of the products

          19   involved that dealt in the field of

          20   cardiovascular medicines?

          21          A.    I don't recall the

          22   chronology.

          23          Q.    Meaning?

          24          A.    I don't recall the timing
 
 
 

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                           JAMES HAND, Ph.D.

           1   for the use of this document on other

           2   opportunities that may have been within

           3   my therapeutic area.

           4          Q.    And what was your

           5   therapeutic area?

           6          A.    Cardiopulmonary.

           7          Q.    Would Cerivastatin fall into

           8   that area?

           9          A.    Yes.

          10          Q.    Were you involved in the

          11   process to determine whether to

          12   in-license Cerivastatin?

          13          A.    Yes.

          14          Q.    Could you tell me what your

          15   involvement was in a general fashion?

          16          A.    Excuse me?

          17          Q.    Could you tell me what your

          18   involvement was in a general fashion?

          19          A.    I was the scientific

          20   licensing representative for Worldwide

          21   Business Development.

          22          Q.    Who was the representative

          23   from business development?

          24          A.    Elizabeth Posner.
 
 
 

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                           JAMES HAND, Ph.D.

           1          Q.    Do you know what her title

           2   was then?

           3          A.    No.

           4          Q.    Do you know what her title

           5   is now?

           6          A.    No, I don't know.

           7          Q.    Is she still with the

           8   company?

           9          A.    I don't know.

          10          Q.    Had you ever dealt with

          11   Elizabeth Posner before Cerivastatin?

          12          A.    Dealt with her meaning?

          13          Q.    Interactions with her inside

          14   the company?

          15          A.    Yes.

          16          Q.    I take it you and she had

          17   interactions regarding Cerivastatin?

          18          A.    Yes.

          19          Q.    She generated some memos you

          20   reviewed?

          21          A.    I'm not sure what you mean

          22   by review.

          23          Q.    She generated some documents

          24   that were used in determining whether or
 
 
 

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                           JAMES HAND, Ph.D.

           1   not to go forward with the co-promotion

           2   of Baycol in the United States?

           3          A.    Yes.

           4          Q.    Was there anyone else

           5   besides yourself from scientific

           6   licensing who was involved in the due

           7   diligence for Cerivastatin?

           8          A.    Could you restate